Benjamin Michael Brocker
Investment adviser representative at Legacy Wealth
15 yearsExperience
1 stateRegistered in
CFADesignation
$546MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Legacy Wealth Asset Management, LLC dba Legacy WealthFeb 2020 to now
- Legacy Wealth, LLCMar 2011 to now
- M Holding Securities, Inc.Mar 2011 to now
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
State registrations
Registered as an investment adviser representative in 1 state (MN).
Legacy Wealth
Legal name: Legacy Wealth Asset Management, LLC
$546MAssets managed
493Clients
5Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5687239
- Firm CRD
- 306732