Bradley R Roth
Investment adviser representative at Thor Financial Technologies
13 yearsExperience
1 stateRegistered in
$217MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Ux Wealth Partners, LLCApr 2025 to now
- Thor Financial Technologies, LLCJan 2019 to now
- Hatrick Capital, LPJan 2014 to now
- Mcdowell AssociatesJan 2014 to now
- Kattan Ferretti Financial L.P.Apr 2013 to now
- Sardonyx Capital Management, LLC & Sardonyx Capital Advisors, LlJan 2015 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 1 state (PA).
Thor Financial Technologies
Legal name: Thor Trading Advisors, LLC
$217MAssets managed
2Clients
2Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5686432
- Firm CRD
- 310362