Brendan Joseph Carey
Investment adviser representative at Ameriprise Financial Services, LLC
13 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Ameriprise Financial Services, LLC.Dec 2023 to now
- Cetera Investment Advisers LLCOct 2020 to Dec 2023
- Cetera Investment Services LLCOct 2020 to Dec 2023
- MML Investors Services, LLCAug 2020 to Oct 2020
- Massmutual Life InsuranceJul 2020 to Oct 2020
- Ameriprise Financial Services, LLCMar 2020 to Mar 2020
- AXA Advisors LLCAug 2019 to Aug 2020
- J.P. Morgan Securities LLCOct 2012 to Aug 2019
- JPMorgan Chase BankAug 2010 to Aug 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (NY).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5685949
- Firm CRD
- 6363