Sean Hsu
Investment adviser representative at Morgan Stanley
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$2TFirm assets
Are you Sean Hsu? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Morgan StanleyJan 2025 to now
- Morgan Stanley Private Bank, N.AJan 2025 to now
- Morgan Stanley Smith Barney LLCJan 2025 to now
- UBS Financial Services Inc.Sep 2021 to Jan 2025
- J.P. Morgan Securities LLCDec 2019 to Sep 2021
- JPMorgan Chase Bank, N.A.Dec 2019 to Sep 2021
- AXA Advisors, LLCJul 2019 to Nov 2019
- UnemployedFeb 2018 to Jun 2019
- UnemployedOct 2016 to Jan 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5685537
- Firm CRD
- 149777