Howard Stuart Rothman
Investment adviser representative at Tritonpoint Wealth, LLC
15 yearsExperience
1 stateRegistered in
$1.5BFirm assets
2 yearsFirm in business
Are you Howard Stuart Rothman? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Tritonpoint Wealth, LLCApr 2024 to now
- UnemployedAug 2023 to Apr 2024
- JPMorgan Chase Bank, N.A.Sep 2019 to Aug 2023
- JPMorgan Securities, LLC.Sep 2019 to Aug 2023
- UBS Financial Services Inc.Aug 2011 to Sep 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2009
- Series 63 · Uniform Securities Agent State Law2009
State registrations
Registered as an investment adviser representative in 1 state (MD).
Tritonpoint Wealth, LLC
$1.5BAssets managed
347Clients
5Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5685224
- Firm CRD
- 328398