Joseph Francis Thomason
Investment adviser representative at Mariner Independent
15 yearsExperience
2 statesRegistered in
CFADesignation
$7.3BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Mariner IndependentSep 2025 to now
- Mariner Platform SolutionsSep 2025 to now
- Promontory WealthSep 2025 to now
- JPMorgan Chase Bank, N.A.Oct 2023 to Sep 2025
- J.P. Morgan Securities LLCSep 2023 to Sep 2025
- First Republic Securities Company, LLCNov 2020 to Oct 2023
- First Republic Investment Management, Inc.Nov 2020 to Sep 2023
- Bank of America, N.A.Mar 2015 to Nov 2020
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2011 to Nov 2020
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Mariner Independent
Legal name: Mariner Platform Solutions, LLC
$7.3BAssets managed
4,307Clients
120Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5685091
- Firm CRD
- 305418