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Chad Alan Shaw

Investment adviser representative at Northwestern Mutual Investment Services,LLC
21 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$0Firm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

21 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyJan 2016 to now
  2. Northwestern Mutual Investment Services, LLC.Jul 2015 to now
  3. Northwestern Mutual Life Insurance CompanyJun 2009 to now
  4. Suny BrockportAug 2008 to now
  5. Mackenzie Hughes- Pga Tour GolferJun 2005 to Feb 2024

Designations

  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law2011

State registrations

Registered as an investment adviser representative in 1 state (CA).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5683709
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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