Joseph Thomas Duffy
Investment adviser representative at MML Investors Services, LLC
4 yearsExperience
2 statesRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
4 years in the industry.
- MML Investors Services, LLCMay 2019 to now
- Massmutual Life Insurance CompanyApr 2019 to now
- Eagle Strategies LLCJan 2019 to May 2019
- New York Life Insurance CompanySep 2018 to May 2019
- Nylife Securities LLCSep 2018 to May 2019
- UnemployedJun 2018 to Sep 2018
- JPMorgan Securities LLCApr 2015 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5683247
- Firm CRD
- 10409