Kristi Lynette Cain
Investment adviser representative at Raymond James Financial Services Advisors, Inc
17 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Raymond James Financial Services Advisors, Inc.Apr 2024 to now
- Raymond James Financial Services, Inc.Apr 2024 to now
- Robert W. Baird & Co., Inc.Jan 2021 to Apr 2024
- Wells Fargo Clearing Services, LLCSep 2019 to Jan 2021
- Mmaweekly.comJan 2015 to Jan 2025
- J.P. Morgan Securities LLCOct 2012 to Aug 2019
- JP Morgan Chase Bank NAJun 2009 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (KY).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5683160
- Firm CRD
- 149018