Joseph Andrew Giardano
Investment adviser representative at Prospera Financial Services, Inc.
9 yearsExperience
1 stateRegistered in
$14.4BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
9 years in the industry.
- Prospera Financial Services, Inc.Sep 2023 to now
- Propsera Financial ServicesSep 2023 to now
- Hilltop SecuritiesAug 2023 to Sep 2023
- Cetera Advisor Networks LLCNov 2017 to Sep 2020
- United Capital Financial Advisers, LLCJun 2014 to Aug 2023
- Girard Securities, Inc.Jun 2014 to Nov 2017
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (TX).
Prospera Financial Services, Inc.
$14.4BAssets managed
18,584Clients
269Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5683083
- Firm CRD
- 10740