William Barclay Holmes
Investment adviser representative at Stephens
16 yearsExperience
2 statesRegistered in
$18BFirm assets
46 yearsFirm in business
Are you William Barclay Holmes? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- StephensAug 2025 to now
- JPMorgan Chase Bank NASep 2018 to Jul 2025
- JPMorgan Securities LLCSep 2018 to Jul 2025
- Goldman, Sachs & Co.Jul 2010 to Sep 2018
Exams passed
- Series 66 · Uniform Combined State Law2010
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (GA, TX).
Stephens
Legal name: Stephens Inc.
$18BAssets managed
21,991Clients
242Advisers
46 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5681494
- Firm CRD
- 3496