Sean Harrison Carmody
Investment adviser representative at Maxim Financial Advisors LLC
14 yearsExperience
2 statesRegistered in
$445.5MFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- Maxim Financial Advisors LLCJun 2016 to now
- Maxim Group LLCOct 2012 to now
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
Maxim Financial Advisors LLC
$445.5MAssets managed
775Clients
36Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5681371
- Firm CRD
- 139366