Berta Alicia Gordon
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCJul 2023 to now
- BMO Bank NAJan 2022 to now
- Bancwest Investment Services, IncJan 2022 to Feb 2023
- Bank of America, N.A.Jan 2017 to Dec 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2017 to Dec 2021
- UnemploymentJun 2016 to Jan 2017
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5681069
- Firm CRD
- 6413