Kelvern Chen
Investment adviser representative at Northwestern Mutual Investment Services,LLC
5 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
5 years in the industry.
- Northwestern Mutual Wealth Management CompanyOct 2021 to now
- Northwestern Mutual Investment Services, LLCSep 2021 to now
- Rick HuSep 2021 to now
- HudsproMar 2020 to now
- Rick HuJul 2021 to Aug 2021
- TD AmeritradeJul 2020 to Jul 2021
- Santander Investment ServicesMar 2019 to Jul 2020
- Santander Securities, LLCMar 2019 to Jul 2020
- UnemployedJan 2019 to Mar 2019
- Communityamerica Financial Solutions LLCApr 2018 to Jan 2019
- United Nations Federal Credit UnionMay 2016 to Jan 2019
- Raymond James Financial ServicesMay 2016 to May 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5679957
- Firm CRD
- 2881