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Alayne Cara Dungarvan

Investment adviser representative at Northern Trust Securities, Inc
11 yearsExperience
1 stateRegistered in
$1.7BFirm assets
11 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

11 years in the industry.

  1. Northern Trust Securities, Inc.Jun 2026 to now
  2. NoneFeb 2026 to Jun 2026
  3. The Vanguard Group, Inc.Feb 2015 to Feb 2026

Exams passed

  • Series 63 · Uniform Securities Agent State Law2015
  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 1 state (AZ).

Northern Trust Securities, Inc

Legal name: Northern Trust Securities, Inc.

$1.7BAssets managed
2,053Clients
100Advisers
11 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5676466
Firm CRD
7927
Advisor's SEC record (opens in a new tab)
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