Jonathan Richard Searles
Investment adviser representative at Piper Sandler & Co.
17 yearsExperience
1 stateRegistered in
$1.3BFirm assets
10 yearsFirm in business
Are you Jonathan Richard Searles? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
17 years in the industry.
- Piper Sandler & Co.Sep 2021 to now
- Stifel, Nicolaus & Company, IncorporatedMar 2019 to now
- First Empire Securities, Inc.Jun 2009 to Mar 2019
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (NY).
Piper Sandler & Co.
$1.3BAssets managed
20Clients
26Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5675806
- Firm CRD
- 665