Joann Annette Thomas
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab and Co., Inc.May 2020 to now
- Charles Schwab BankMay 2020 to now
- Confidential Search SolutionsAug 2019 to Apr 2020
- USAA Financial Advisors IncAug 2019 to Apr 2020
- USAA Investment Management CompanyAug 2019 to Apr 2020
- JP Morgan Chase Bank, NAJan 2018 to Aug 2019
- JPMorgan Securities LLCJan 2018 to Aug 2019
- Family Staffing CompaniesApr 2017 to Nov 2017
- WalgreensFeb 2017 to Apr 2017
- Ameriprise Financial Inc-leyden, Thomas & AssociatesOct 2016 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5672289
- Firm CRD
- 5393