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Hang Thanh Nguyen

Investment adviser representative at Wells Fargo Advisors
14 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

14 years in the industry.

  1. Wells Fargo Clearing Services, LLCSep 2022 to now
  2. Wells Fargo Bank, NAAug 2022 to now
  3. J.P. Morgan Securities LLCNov 2017 to Aug 2022
  4. Cuna Brokerage Services, IncJan 2012 to Nov 2017
  5. Schoolsfirst Federal Credit UnionJan 2012 to Nov 2017

Exams passed

  • Series 66 · Uniform Combined State Law2009

State registrations

Registered as an investment adviser representative in 1 state (CA).

Wells Fargo Advisors

Legal name: Wells Fargo Clearing Services, LLC

$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5670774
Firm CRD
19616
Advisor's SEC record (opens in a new tab)
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