Benjamin Wade Beatty
Investment adviser representative at Empower Advisory Group, LLC
14 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business
Are you Benjamin Wade Beatty? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- Empower Advisory Group, LLCOct 2024 to now
- Empower Financial Services, IncOct 2024 to now
- TIAAOct 2023 to Oct 2024
- TIAA-CREF Individual & Institutional Services, LLCOct 2023 to Oct 2024
- Colorado Financial Service CorporationMar 2023 to Oct 2023
- UnemployedAug 2022 to Mar 2023
- Robinhood Markets, IncJun 2022 to Aug 2022
- Robinhood Financial, LLCNov 2020 to Aug 2022
- TIAAAug 2012 to Nov 2020
- TIAA-CREF Individual & Institutional Services, LLCAug 2012 to Nov 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (CO).
Empower Advisory Group, LLC
$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5666130
- Firm CRD
- 112058