Lester Baron
Investment adviser representative at Transamerica Financial Advisors, LLC
17 yearsExperience
3 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
17 years in the industry.
- Heartland Institute of Financial EducationSep 2025 to now
- Inheritguard, LLCDec 2024 to now
- Black Excellence Leadership CouncilNov 2024 to now
- Dominica Livestock CooperativeNov 2024 to now
- Destin Driven, LLCJul 2023 to now
- Transamerica Financial Advisors, IncFeb 2020 to now
- WealthwaveJan 2016 to now
- Baron's Enterprises International, Inc.Sep 2011 to now
- World Financial Group, Inc.Apr 2009 to now
- Transamerica Financial Advisors, IncJan 2012 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 3 states (CA, NJ, TX).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5665479
- Firm CRD
- 16164