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Nicholas James Hargreaves

Investment adviser representative at Capital Client Group, Inc.
14 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$0Firm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Other

Experience

14 years in the industry.

  1. Capital Group / Capital Client Group, Inc.Mar 2024 to now
  2. Capital Client Group, Inc.Jul 2018 to now
  3. Capital Group / American Funds Distributors, Inc.Jun 2018 to Mar 2024
  4. TIAANov 2012 to May 2018

Designations

  • CFP® certification

Exams passed

  • Series 66 · Uniform Combined State Law2009

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

Capital Client Group, Inc.

$0Assets managed
0Clients
606Advisers
13 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5663822
Firm CRD
6247
Advisor's SEC record (opens in a new tab)
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