Mark Anthony Matos
Investment adviser representative at LPL Financial LLC
10 yearsExperience
10 statesRegistered in
ChFC®, CFP® certificationDesignations
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCMar 2025 to now
- Ic Advisory Services, Inc.Nov 2023 to Mar 2025
- The Investment Center, Inc.Nov 2023 to Mar 2025
- Moran Wealth Management, LLCJun 2023 to Aug 2023
- N/aJan 2022 to Jun 2023
- Hbks Wealth AdvisorsFeb 2016 to Jan 2022
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2009
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 10 states (AZ, CA, FL, GA, MA, ME, MI, NE, SC, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5663657
- Firm CRD
- 6413