William P. Allen
Investment adviser representative at Wells Fargo Advisors
12 yearsExperience
2 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Wells Fargo Clearing Services, LLCJan 2026 to now
- J.P. Morgan Securities LLCMay 2023 to Nov 2025
- JPMorgan Chase Bank, N.A.May 2023 to Nov 2025
- Morgan Stanley Smith Barney LLCOct 2017 to May 2023
- Nuveen Securities, LLCJan 2017 to Oct 2017
- Teachers Personal Investors Services, Inc.May 2014 to Oct 2017
- TIAAMay 2014 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5654450
- Firm CRD
- 19616