Richard A Lewis
Investment adviser representative at Principal Securities, Inc.
17 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Principal Securities, Inc.Jul 2019 to now
- Principal Life Insurance CompanyJul 2019 to now
- Greater Brandon Chamber of CommerceMay 2017 to Jul 2019
- Princor Financial Services CorpMar 2009 to May 2017
- Principal Life Ins CoMar 2009 to Feb 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2020
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5654016
- Firm CRD
- 1137