Heather Nicole Hammonds
Investment adviser representative at Cape Investment Advisory, Inc.
18 yearsExperience
3 statesRegistered in
$473.7MFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- American Global Wealth ManagementJan 2026 to now
- Cape Investment Advisory, Inc.Apr 2025 to now
- Cape Securities, Inc.Apr 2025 to now
- John TonissenSep 2020 to now
- D. Scott Welton & AssociatesNov 2008 to now
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 3 states (AL, NC, TX).
Cape Investment Advisory, Inc.
$473.7MAssets managed
1,013Clients
31Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5653036
- Firm CRD
- 146384