Ronald Alan Richmond
Investment adviser representative at Oppenheimer & Co. Inc.
17 yearsExperience
1 stateRegistered in
$36.7BFirm assets
71 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Oppenheimer & Co. Inc.Sep 2024 to now
- B. Riley Wealth Advisors, Inc.Jul 2022 to Sep 2024
- B. Riley Securities, Inc.Jul 2018 to Sep 2024
- B. Riley Wealth ManagementMar 2009 to Sep 2024
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (TN).
Oppenheimer & Co. Inc.
$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5652999
- Firm CRD
- 249