Emily E Schwartz
Investment adviser representative at Wafd Wealth, Inc
16 yearsExperience
1 stateRegistered in
$348.1MFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Wafd Wealth, IncSep 2025 to now
- Morgan Stanley Smith Barney LLCOct 2022 to Sep 2025
- Bank of America, N.A.Aug 2014 to Oct 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2010 to Oct 2022
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (WA).
Wafd Wealth, Inc
$348.1MAssets managed
274Clients
11Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5652952
- Firm CRD
- 337346