James Christopher Slaughter
Investment adviser representative at Cetera Investment Advisers LLC
17 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Cetera Investment Advisers LLCAug 2026 to now
- Cetera Wealth Services, LLCAug 2026 to now
- Jc Fair Oaks, LLCNov 2024 to now
- Sierra Ridge Advisor GroupJun 2024 to now
- Dfs Franchising, IncNov 2023 to now
- Sierra Ridge Wealth ManagmentMar 2018 to now
- Daycation for Seniors Activity CenterMar 2015 to now
- LPL Financial LLCJul 2025 to Aug 2026
- Next Financial Group, Inc.Apr 2018 to Jul 2025
- Round TableOct 2011 to Apr 2018
- Various Insurance Carriers for W&r Insurance Agency, Inc.Mar 2009 to Apr 2018
- Waddell & ReedMar 2009 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5652884
- Firm CRD
- 105644