Sean Fogarty
Investment adviser representative at TD Private Client Wealth LLC
10 yearsExperience
7 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- TD Private Client Wealth LLCMar 2023 to now
- TD Bank N.A.Mar 2023 to now
- Wells Fargo Bank, NAApr 2022 to Feb 2023
- Wells Fargo Clearing Services, LLCApr 2022 to Feb 2023
- Irish Rover Station HouseFeb 2020 to Apr 2020
- The Prudential Insurance Company of AmericaNov 2019 to Apr 2022
- Pruco Securities LLCOct 2019 to Apr 2022
- UnemployedOct 2018 to Oct 2019
- PNC Bank, N.A.Feb 2016 to Oct 2018
- PNC Investments LLCFeb 2016 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 7 states (DE, FL, NJ, NY, PA, TX, VA).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5652103
- Firm CRD
- 164484