James Mota
Investment adviser representative at Arete Wealth Advisors, LLC
13 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$2.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Arete Wealth Advisors, LLCNov 2024 to now
- Arete Wealth ManagementNov 2024 to now
- B. Riley Wealth AdvisorJan 2023 to Nov 2024
- B. Riley Wealth ManagementJan 2023 to Nov 2024
- Ameriprise Financial Services LLCJan 2022 to Jan 2023
- Pruco Securities LLCDec 2019 to Jan 2022
- Prudential Insurance Company of AmericaDec 2019 to Jan 2022
- Allstate Insurance CompanyMay 2013 to Jan 2020
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 2 states (FL, NJ).
Arete Wealth Advisors, LLC
$2.7BAssets managed
5,426Clients
143Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5650574
- Firm CRD
- 145488