Ross Paul Herman
Investment adviser representative at Sonoma Private Wealth LLC
20 yearsExperience
2 statesRegistered in
$158.5MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
20 years in the industry.
- Sonoma Private Wealth LLCMar 2021 to now
- Hip Investor Ratings LLCFeb 2014 to now
- Hip Investor, Inc.Jun 2006 to now
Exams passed
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 2 states (CA, IL).
Sonoma Private Wealth LLC
$158.5MAssets managed
85Clients
3Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5650505
- Firm CRD
- 308547