John James Shanley
Investment adviser representative at Connecticut Wealth Management, LLC
11 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$4.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Connecticut Wealth Management, LLCJan 2021 to now
- Connecticut Wealth Management, LLCJan 2019 to Dec 2019
- Elm's CollegeJul 2018 to May 2022
- Mercer Advisors Inc.Jan 2018 to Dec 2018
- Pinnacle Investment Management Inc.Jun 2015 to Dec 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Connecticut Wealth Management, LLC
$4.5BAssets managed
1,517Clients
50Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5647373
- Firm CRD
- 154310