Richard John Miktus
Investment adviser representative at Raymond James Financial Services Advisors, Inc
10 yearsExperience
2 statesRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Raymond James Financial Services Advisors, Inc.Feb 2025 to now
- 1792 Wealth Advisors, LLCFeb 2025 to now
- Raymond James Financial Services, Inc.Feb 2025 to now
- UnemployedDec 2024 to Feb 2025
- Bank of America, N.A.Jan 2021 to Dec 2024
- Merrill Lynch, Pierce, Fenner & Smith Inc.Jan 2021 to Dec 2024
- HSBC Bank (USA) NADec 2016 to Jan 2021
- HSBC Securities (USA) IncDec 2016 to Jan 2021
- UnemployedOct 2016 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5645851
- Firm CRD
- 149018