Amy R Cook
Investment adviser representative at LPL Financial LLC
23 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
23 years in the industry.
- LPL Financial LLCJul 2021 to now
- Antique TypewritersSep 2020 to Jul 2021
- Amy CookApr 2018 to Jul 2021
- Police Activities League P.A.L.Dec 2014 to Dec 2016
- Jfm Planning Services Inc.May 2013 to Jul 2021
- San Mateo Chamber of CommerceFeb 2013 to Jul 2021
- Various Insurance Carriers for W & R Insurance AgenciesJun 2009 to Jul 2021
- Waddell & Reed, Inc.Feb 2009 to Jul 2021
- Amy Sims CookJul 2003 to Jul 2021
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5645708
- Firm CRD
- 6413