Carrie A Sax
Investment adviser representative at Ep Wealth Advisors
8 yearsExperience
1 stateRegistered in
CFA, CFP® certificationDesignations
$45.1BFirm assets
Are you Carrie A Sax? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
8 years in the industry.
- Ep Wealth AdvisorsDec 2021 to now
- Deyoe Wealth Management dba Mindful MoneyNov 2021 to Dec 2021
- Bank of America, N.A.Oct 2018 to Aug 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2018 to Aug 2021
- Parsec Financial Management Inc.Feb 2018 to Aug 2018
- Parsec Financial Management Inc.Sep 2013 to Jan 2018
Designations
- CFA
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (CA).
Ep Wealth Advisors
Legal name: Ep Wealth Advisors, LLC.
$45.1BAssets managed
20,738Clients
339Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5644761
- Firm CRD
- 111147