Solmaz Morales
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
16 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Bank of America, N.A.Nov 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 to now
- Northwestern Mutual Wealth Management CompanyMar 2024 to Sep 2024
- Northwestern Mutual Investment Services LLCJul 2023 to Sep 2024
- Northwestern Mutual Life Insurance CompanyMay 2023 to Sep 2024
- UnemployedDec 2022 to May 2023
- Envoy Mortgage LtdApr 2021 to Nov 2022
- UnemployedApr 2018 to Mar 2021
- JP Morgan Chase CoJun 2008 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5643389
- Firm CRD
- 7691