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Aaron Christopher Tice

Investment adviser representative at Regal Investment Advisors LLC
17 yearsExperience
1 stateRegistered in
$2.9BFirm assets
15 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

17 years in the industry.

  1. Regal Investment Advisors, LLCJun 2017 to now
  2. Regulus Financial Group, LLCJun 2017 to now
  3. Cirrus Retirement Solutions, Ltd.Aug 2010 to now
  4. Proequities, IncFeb 2009 to Jun 2017

Exams passed

  • Series 66 · Uniform Combined State Law2009

State registrations

Registered as an investment adviser representative in 1 state (MN).

Regal Investment Advisors LLC

$2.9BAssets managed
8,302Clients
118Advisers
15 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5643342
Firm CRD
125004
Advisor's SEC record (opens in a new tab)
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