Juan Carlos Garcia
Investment adviser representative at Empower Advisory Group, LLC
11 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business
Are you Juan Carlos Garcia? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Empower Advisory Group, LLCNov 2025 to now
- Gwfs Equities, IncNov 2021 to now
- PNCJun 2021 to Oct 2021
- Bbva Compass Insurance Agency, Inc.Aug 2017 to Jun 2021
- Bbva Securities Inc.Jul 2017 to Jun 2021
- Compass BankJul 2017 to Jun 2021
- Gwfs Equities, Inc.Feb 2017 to Jul 2017
- Bbva Compass Insurance Agency, Inc.Jul 2015 to Feb 2017
- Bbva Securities IncJun 2015 to Feb 2017
- Compass BankMay 2015 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
Empower Advisory Group, LLC
$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5643108
- Firm CRD
- 112058