Traci Lynn Kaas
Investment adviser representative at Lake Avenue Financial LLC
14 yearsExperience
1 stateRegistered in
$154.7MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Shelter Wealth Strategies, LLCSep 2025 to now
- Lake Avenue Financial LLCJan 2024 to now
- Lake Avenue Financial LLC Fka Wealthtech Partners LLCJan 2024 to now
- Cambridge Investment ResearchMar 2020 to now
- Cooper McmanusFeb 2017 to now
- Probitas FinancialJan 2014 to now
- Kaas Consulting, Inc.Jan 2011 to now
- Devon Investment AdvisoryJan 2025 to Sep 2025
- Securitites America, Inc.Nov 2017 to Mar 2020
- Greystone Advisory Group LLCNov 2015 to Feb 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 1 state (CA).
Lake Avenue Financial LLC
$154.7MAssets managed
294Clients
5Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5640507
- Firm CRD
- 315746