Frank Piacente
Investment adviser representative at LPL Financial LLC
17 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Frank Piacente? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
17 years in the industry.
- LPL Financial LLCAug 2024 to now
- Esl Investment Services, LLCAug 2024 to now
- Eagle Strategies LLCNov 2023 to Aug 2024
- Nylife Securities LLCDec 2022 to Aug 2024
- New York LifeAug 2022 to Aug 2024
- UnemployedJul 2022 to Aug 2022
- Mass Mutual Life Insurance CompanyJul 2020 to Jul 2022
- MML Investors Services, LLCJul 2020 to Jul 2022
- Hornor Townsend & Kent IncJul 2017 to Jul 2020
- Penn Mutual Life Ins CoJul 2017 to Jul 2020
- Nylife Securities LLCDec 2009 to Jun 2017
- New York LifeNov 2009 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5630224
- Firm CRD
- 6413