Daniel Aaron Rosales
Investment adviser representative at MML Investors Services, LLC
18 yearsExperience
2 statesRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- MML Investors Services, LLCMar 2020 to now
- Massmutual Life Insurance CoMar 2020 to now
- Northwestern Mutual Wealth Management CompanyJan 2016 to Feb 2020
- Northwestern Mutual Investment Services, LLCJan 2010 to Feb 2020
- Northwestern Mutual Life Insurance CompanyDec 2008 to Feb 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5629829
- Firm CRD
- 10409