Samuel Pemberton
Investment adviser representative at TD Private Client Wealth LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$8.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- TD Bank N.A.Sep 2026 to now
- TD Private Client Wealth LLCSep 2026 to now
- LPL FinancialAug 2025 to Sep 2026
- UnemployedMar 2025 to Aug 2025
- The Vanguard Group, Inc.Apr 2017 to Mar 2025
- UnemployedOct 2016 to Apr 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2010
- Series 63 · Uniform Securities Agent State Law2017
State registrations
Registered as an investment adviser representative in 1 state (PA).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5628497
- Firm CRD
- 164484