Skip to content

Steven Francis Garibay

Investment adviser representative at Brookstone Capital Management LLC
3 yearsExperience
2 statesRegistered in
$12.8BFirm assets
19 yearsFirm in business

Are you Steven Francis Garibay? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

3 years in the industry.

  1. Brookstone Capital Management LLCNov 2019 to now
  2. J.D. Mellberg Financial, LLCJul 2017 to now
  3. Specialized Advisors, LLCFeb 2019 to Oct 2019
  4. Secure Investment Managment, LLCSep 2017 to Feb 2019
  5. MML Investor Services IncMay 2016 to Jul 2017
  6. Massmutual Life Insurance CompanyApr 2016 to Aug 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2013
  • Series 65 · Uniform Investment Adviser Law2016

State registrations

Registered as an investment adviser representative in 2 states (CA, FL).

Brookstone Capital Management LLC

$12.8BAssets managed
54,845Clients
327Advisers
19 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5627147
Firm CRD
141413
Advisor's SEC record (opens in a new tab)
CallContact this firm