Sean Anthony Allen
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Clearing Services, LLC.Sep 2025 to now
- UBS Financial Services Inc.Sep 2021 to Sep 2025
- Fidelity Brokerage Services LLCDec 2019 to Sep 2021
- Bank of America, N.A.Jun 2018 to Dec 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2018 to Dec 2019
- LyftMay 2017 to Apr 2018
- UberFeb 2017 to Apr 2018
- Parsippany Soccer ClubSep 2016 to Apr 2018
- Unitravco IncJan 2016 to Apr 2018
- Kiddie SoccerSep 2015 to Nov 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2009
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5626024
- Firm CRD
- 19616