James Ferrell Obrien
Investment adviser representative at Wealthplan Investment Management LLC
17 yearsExperience
1 stateRegistered in
$2.2BFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Wealthplan Investment Management LLCJul 2024 to now
- Osaic Wealth, Inc.Jun 2024 to now
- Wealthplan Partners, IncDec 2011 to now
- Securities America, Inc.Nov 2016 to Jun 2024
- LPL Financial, LLCDec 2009 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (NE).
Wealthplan Investment Management LLC
$2.2BAssets managed
2,145Clients
29Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5623739
- Firm CRD
- 311364