Donald Allen Swain
Investment adviser representative at Professional Financial Management, Inc.
16 yearsExperience
2 statesRegistered in
CFADesignation
$115.5MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- Professional Financial Management, Inc.Jun 2010 to now
Designations
- CFA
Exams passed
- Series 65 · Uniform Investment Adviser Law2009
- Series 63 · Uniform Securities Agent State Law2010
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
Professional Financial Management, Inc.
$115.5MAssets managed
164Clients
3Advisers
Under 1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5619107
- Firm CRD
- 154016