James Duncan Mcgary
Investment adviser representative at LPL Financial LLC
17 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
17 years in the industry.
- German American BankSep 2020 to now
- LPL Financial LLCSep 2020 to now
- Cuna Brokerage Services, Inc.Apr 2019 to Aug 2020
- Cuna Mutual GroupApr 2019 to Aug 2020
- Allstate Insurance CompanyFeb 2018 to Apr 2019
- Mass MutualJan 2009 to Feb 2018
- MML Investors Services IncJan 2009 to Feb 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (KY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5616577
- Firm CRD
- 6413