Thomas Caine Shultz
Investment adviser representative at Realta Investment Advisors, Inc
15 yearsExperience
1 stateRegistered in
$385.4MFirm assets
19 yearsFirm in business
Are you Thomas Caine Shultz? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Realta Investment Advisors, Inc.Jun 2023 to now
- Realta Equities, Inc.Jun 2023 to now
- Lyfebeast, LLCJul 2017 to now
- Titan SecuritiesJan 2021 to Jun 2023
- Coastal Equities, Inc.Jun 2018 to Jan 2021
- Coastal Investment Advisors, IncJun 2018 to Jan 2021
- Proequities, Inc.May 2014 to May 2017
- Futurity First Ins GrpJun 2011 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Realta Investment Advisors, Inc
$385.4MAssets managed
1,231Clients
57Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5614228
- Firm CRD
- 134952