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Cesario Romeo Cavazos

Investment adviser representative at MML Investors Services, LLC
17 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$115.6BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

17 years in the industry.

  1. MML Investors Services, LLCMar 2025 to now
  2. Massmutual Life Insurance CompanyFeb 2025 to now
  3. Eagle Strategies LLCMar 2024 to Feb 2025
  4. Nylife Distributors LLCMay 2017 to Feb 2025
  5. Eagle Strategies LLCJul 2015 to May 2017
  6. Nylife Securities, LLCJun 2009 to May 2017
  7. New York Life Ins CompanyMay 2009 to Feb 2025

Designations

  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law2009
  • Series 65 · Uniform Investment Adviser Law2024

State registrations

Registered as an investment adviser representative in 1 state (TX).

MML Investors Services, LLC

$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5610450
Firm CRD
10409
Advisor's SEC record (opens in a new tab)
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