Nickolas Magora
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
18 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Signature Equity Partners, LLCNov 2023 to now
- Osaic Wealth, Inc.Nov 2023 to now
- Nickolas MagoraApr 2008 to now
- Nickolas Magora Independent InsuranceApr 2008 to now
- Cambridge Investment Research, Inc.Mar 2020 to Nov 2023
- TCP Asset Management, LLCJan 2019 to Mar 2020
- United Planners' Financial Services of America A Limited PartnerJan 2019 to Mar 2020
- Cetera Investment AdvisersSep 2017 to Jan 2019
- Cetera Investment Services LLCSep 2017 to Jan 2019
- First Merchants Bank, NASep 2017 to Jan 2019
- The Huntington Investment GroupFeb 2017 to Aug 2017
- LPL Financial, LLCSep 2014 to Aug 2017
- Firstmerit Bank, NAJan 2010 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 2 states (OH, TX).
Signature Equity Partners, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 5594139
- 327455